TOOL 2.0
CLIENT RISK PROFILE
Documentation Checked: (Please insert date) Any exceptions noted Y/N? If Yes, please list. Any issues still to be resolved Y/N? If Yes, please list.
Industry: Date:
| Early Warning Signals | Trigger Point (Specific and Measurable) | Frequency | Monitoring Business/ Responsibility |
|---|---|---|---|
| Business/ Non-Financial | |||
| Financial • Covenants (if in loan documentation) or Ratios set internally • Industry average (preferred) covenants/ratio’s | |||
| Financial Market Ratings by external parties (S&P, Moody’s) • Share Price • Secondary market price |
| Collateral | Trigger Point (Specific and Measurable) | Frequency | Monitoring Business/ Responsibility | ||
|---|---|---|---|---|---|
| List of collateral /guarantees | Market Value in -000- | Date & Method of valuation* | |||
| 1. 2. 3. etc. | |||||
